Ex Parte Tai et al - Page 9




               Appeal No. 2003-0799                                                                            Page 9                 
               Application No. 09/567,818                                                                                             

                       This decision contains a new ground of rejection pursuant to 37 CFR § 1.196(b)(amended                         
               effective Dec. 1, 1997, by final rule notice, 62 Fed. Reg. 53,131, 53,197 (Oct. 10, 1997), 1203                        
               Off. Gaz. Pat. & Trademark Office 63, 122 (Oct. 21, 1997)).  37 CFR § 1.196(b) provides that                           
               "[a] new ground of rejection shall not be considered final for purposes of judicial review."                           
                       37 CFR § 1.196(b) also provides that the appellant, WITHIN TWO MONTHS FROM                                     
               THE DATE OF THE DECISION, must exercise one of the following two options with respect                                  
               to the new ground of rejection to avoid termination of proceedings (37 CFR                                             
               § 1.197(c)) as to the rejected claims:                                                                                 
                                       (1) Submit an appropriate amendment of the claims so                                           
                               rejected or a showing of facts relating to the claims so rejected, or                                  
                               both, and have the matter considered by the examiner, in which                                         
                               event the application will be remanded to the examiner. . . .                                          
                                       (2) Request that the application be reheard under § 1.197(b)                                   
                               by the Board of Patent Appeals and Interferences upon the same                                         
                               record. . . .                                                                                          
                       Should the appellants elect to prosecute further before the Primary Examiner pursuant to                       
               37 CFR § 1.196(b)(1), in order to preserve the right to seek review under 35 U.S.C. §§ 141 or                          
               145 with respect to the affirmed rejection, the effective date of the affirmance is deferred until                     
               conclusion of the prosecution before the examiner unless, as a mere incident to the limited                            
               prosecution, the affirmed rejection is overcome.                                                                       
                       If the appellants elect prosecution before the examiner and this does not result in                            
               allowance of the application, abandonment or a second appeal, this case should be returned to                          
               the                                                                                                                    







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