Ex Parte WAKABAYASHI et al - Page 6




             Appeal No. 2003-1018                                                                                
             Application No. 09/093,771                                                                          

                   In our view, the examiner has not sufficiently indicated, and we do not find, a               
             specific scientific or technological reason for one of ordinary skill in the art to substitute      
             reagents of Yoshimura used in a substrate solution for the preparation of protein films             
             using proteins such as ferritin (seeminly unrelated to soybean protein), as a basis or              
             motivation for substitution for the aggregating agents of Chayen, which form a soybean              
             protein/lipid complex having a particular ratio of lipid to protein.   While the examiner           
             finds both sets of compounds to be “aggregating agents”, in our view the examiner has               
             failed to provide a sufficient scientific reason or nexus to support substitution of one            
             reagent agent for another.   For example, the examiner has failed to indicate why one of            
             ordinary skill in the art would separate or select out only the salt component from the             
             glycerol component of the substrate solution of Yoshimura and use it as a protein/lipid             
             aggregating agent, and provide evidence in the prior art that the substance would still             
             work for its intended purpose.  Nor has the examiner shown a sufficient reason why one              
             of ordinary skill in the art would expect that a portion of a substrate solution used to            
             create a ferritin two-dimensional film, would be useful in forming a soybean protein/lipid          
             complex.                                                                                            
                   “In proceedings before the Patent and Trademark Office, the Examiner bears the                
             burden of establishing a prima facie case of obviousness based upon the prior art. ‘[The            
             Examiner] can satisfy this burden only by showing some objective teaching in the prior              
             art or that knowledge generally available to one of ordinary skill in the art would lead            
             that individual to combine the relevant teachings of the references.’” In re Fritch, 972            
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