Ex Parte FORBES - Page 4




            Appeal No. 2003-1286                                                               4              
            Application No. 08/898,187                                                                        

            3.  The appellant has not contested the examiner’s findings.  Indeed, the appellant has           
            principally characterized the Soclof patent by stating that, “[t]he dimensions of silicon         
            active regions produced on the substrate in the cited Soclof patent are not directly stated.”     
            See Brief, page 4.  Accordingly, we accept the finding by the examiner of rows of silicon         
            embedded in a silicon oxide substrate as fact.                                                    
            Indeed, as indicated above, the only issue raised by the appellant in the Brief, is               
            directed to the size of the transistor active region.  See Brief, pages 4 through 6.  In this     
            respect Soclof discloses that, “the active region may be completely contained with the            
            surface of area of 3d X 5d or 15d2 wherein d is only a few micrometers or less.”  See             
            column 2, lines 21-26.  We find that Soclof further states that, “[t]he principles of the         
            present invention are compatible with use of the Perkin Elmer Projection Printer equipment        
            for 2 micron dimensions, the 10:1 stepper for 1 micron rated dimensions, and electron             
            beam or X-ray lithography for under 1 micron dimensions.”  See column 4, lines 13-19.             
            Based upon the above findings, we conclude that Soclof suggests that the silicon rows may         
            have a width dimension of 1 micron or less as required by the claimed subject matter.             
            In this respect, the inventor has submitted a declaration under 37 CFR § 1.132                    

            purporting to demonstrate that Soclof, “fails to set forth a prima facie case of obviousness.”    
            See declaration, dated February 13, 2002,  paragraph 8, pages 1 and 2.  The declarant             
            has stated therein that, “[n]either Socloff ‘226 or Soclof ‘331 disclose methods that one         
            skilled in the art at the time of their filing could adapt to x-ray lithography to reduce the     






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