Ex Parte SHOUJI et al - Page 6




          Appeal No. 2003-1302                                                        
          Application 09/035,478                                                      


          the examiner that the component of Kooji Figure 3 is structurally           
          identical to that defined in the claims before us on appeal and             
          is inherently capable of being used as a “preform” in the manner            
          required in the claims on appeal (e.g., to form a split sleeve              
          adapter similar to that seen in Figure 1 of Kooji).                         


          As was made clear in In re Schreiber, 44 USPQ2d at 1431, by                 
          choosing to define an element functionally as in appellants’                
          claims 9, 25 and 26 on appeal, appellants assume a risk, that               
          risk being that where the U.S. Patent and Trademark Office has              
          reason to believe that a functional limitation asserted to be               
          critical for establishing novelty in the claimed subject matter             
          may, in fact, be an inherent characteristic of the prior art, it            
          possesses the authority to require applicants to prove that the             
          subject matter shown to be in the prior art does not possess the            
          characteristic relied upon.  In the present case, appellants have           
          provided no evidence to prove that the split sleeve component               
          seen in Figure 3 of Kooji lacks the functionally defined                    
          limitations set forth in claims 9, 25 and 26 on appeal.  We                 
          therefore agree with the examiner that the differences in the               
          intended use of appellants’ split sleeve preform and the split              


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