Ex Parte Fine et al - Page 5




                    Appeal No. 2003-1498                                                                                                                                  
                    Application No. 09/762,000                                                                                                                            

                    performing this function is nothing more than speculative                                                                                             
                    assumption.                                                                                                                                           
                              Under the circumstances recounted above, it is apparent that                                                                                
                    the Examiner has failed to carry his initial burden of establishing                                                                                   
                    a prima facie case for believing that appealed claim 1 is                                                                                             
                    anticipated by Nachbauer or Jones based on the theory that the                                                                                        
                    faucet locks disclosed therein would be inherently capable of                                                                                         
                    performing the function recited in this claim.  It follows that we                                                                                    
                    cannot sustain the § 102 rejection of claims 1, 5, 6 and 9 as being                                                                                   
                    anticipated by Nachbauer or the § 102 rejection of claims 1, 2, 4                                                                                     
                    and 9 as being anticipated by Jones.                                                                                                                  
                              In support of his § 103 rejection based on Nachbauer and                                                                                    
                    Jones, the Examiner proffers the following rationale on page 4 of                                                                                     
                    the answer:                                                                                                                                           
                                                  The species were said to be obvious                                                                                     
                                        variants by applicant in paper #5.  Fig. 1 has                                                                                    
                                        been examined on the merits and claims drawn                                                                                      
                                        thereto have been rejected supra.[1]  In view                                                                                     
                                        of applicant’s admission these claims believed                                                                                    
                                        directed to embodiments other than Fig. 1 are                                                                                     
                                        deemed obvious over Fig. 1 and therefore                                                                                          
                                        unpatentable over the art here as set forth                                                                                       
                                        supra.                                                                                                                            


                              1 It is appropriate to clarify that the claims referred                                                                                     
                    to by the Examiner as “rejected supra” are directed to the                                                                                            
                    embodiment or species of Appellants’ Figure 2 rather than Figure                                                                                      
                    1 as the Examiner believes.                                                                                                                           
                                                                                    55                                                                                    





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