Ex Parte WU et al - Page 2




             Appeal No. 2003-0493                                                                              
             Application No. 09/108,716                                                                        

                                                The Invention                                                  
                   The invention relates to an image-based document processing system which                    
             associates data from two types of documents, see page 2 of appellants’ specification.             
             The documents are categorized as proof and non-proof  items, where proof items                    
             include documents such as checks or deposit slips and non-proof items include                     
             documents such as an adding machine tape, see page 5 of appellants’ specification.                
             These documents are scanned,  recognition software determines information, such as                
             the amount identified on the check, which is stored along with the image.  The data is            
             organized into two lists, the primary list contains data such as debit or credit amounts          
             from checks or deposit slips and the second list contains distinct elements that                  
             correspond to amounts obtained from deposit slips or adding machine tape, see page 7              
             of appellants’ specification.  The system to correlate data from the two lists uses a             
             window for each list to frame a number of discrete elements, see page 8 of appellants’            
             specification.  The system then compares values in the window of each list to determine           
             if there are any matches.                                                                         
                   Claim 31 is representative of the appellants’ invention and a copy of this claim is         
             appended to this decision.                                                                        
                                                 References                                                    

             Thompson                     U.S. Patent  5,530,773           June 25, 1996                       
             Elischer et al. (Elischer)   U.S. Patent 5,040,226            August 13, 1991                     

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