Ex Parte Acharya et al - Page 8


            Appeal No. 2003-0925                                                         
            Application No. 09/774,271                                                   

            Morris, 127 F.3d 1048, 1054, 44 USPQ2d 1023, 1027 (Fed. Cir. 1997)           
            (citations omitted).                                                         
                 Here, the examiner interprets appellants’ claim as using a              
            plasticized PVP polymer because of certain ingredients set forth in          
            appellants’ specification that can be mixed with the PVP polymer.            
            We find that the examiner’s interpretation fails in two ways.                
            First, the examiner concludes that the PVP polymer is plasticized            
            based upon certain ingredients that can be mixed with the PVP                
            polymer.  Yet, the examiner does not support this conclusion                 
            sufficiently.  For example, the examples in appellants’                      
            specification allow for 0% mannitol.  Certainly, this amount would           
            not plasticize the PVP polymer.  Furthermore, the examiner does not          
            explain what amount of mannitol would be needed to plasticize the            
            PVP polymer.  Secondly, the examiner’s interpretation of the claims          
            is not consistent with the specification.  As demonstrated above,            
            with regard to appellants’ specification, each example states that a         
            non-plasticzed PVP polymer is used as the mucoadhesive.                      
                 Hence, because the examiner’s interpretation of the claims is           
            incorrect, the examiner’s application of the references does not             
            support a prima facie case of obviousness of what is really being            
            claimed, i.e., a device for transmucosal delivery of active                  
            substances comprising a non-plasticized PVP polymer.                         
                                         Conclusion                                      
                 In view of the above, we reverse each of the 35 U.S.C. § 103            
            rejections, but we affirm each of the obviousness-type double                
            patenting rejections.                                                        











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