Ex Parte HOFSTRAAT et al - Page 5




          Appeal No. 2004-0351                                                        
          Application No. 09/463,277                                                  


          equatorial conformation.  Nevertheless, whatever support this               
          point may provide to the examiner’s position is undermined by               
          Krijnen’s express teaching that an axial conformation is                    
          preferred (at least in the solid state) in compound 4 of figure             
          3.  See the first full paragraph in the right hand column on page           
          4435 of Krijnen.                                                            
               Second, even assuming the examiner’s analysis of Krijnen’s             
          teachings is correct, it is unclear from this record whether                
          these teachings would have suggested modifying the 2(MFP)                   
          compound of Verhey in the manner proposed by the examiner.  This            
          is because, as correctly indicated by the appellants, this                  
          compound of Verhey is not similar to the compounds studied by               
          Krijnen (e.g., see Verhey’s 2(MFP) compound on page 810 in                  
          comparison with Krijnen’s compounds shown in Chart II on page               
          4434).  The record before us contains no support for the                    
          proposition that the artisan would have modified the former                 
          compound as proposed by the examiner based on Krijnen’s teachings           
          regarding his dissimilar compounds.                                         
               We here emphasize that a prima facie case of obviousness               
          under Section 103 requires a suggestion to modify in combination            
          with a reasonable expectation that the proposed modification                
          would be successful.  See In re O’Farrell, 853 F.2d 894, 903-04,            

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