Ex Parte FAZAN et al - Page 6




              Appeal No. 2004-0582                                                                                       
              Application No. 09/037,945                                                                                 


              silicon nitride (“white ribbon” effect) which is then subsequently removed.  Here, the                     
              claim specifically recites that “growing . . .  without forming silicon nitride inclusions . . .           
              exclusively by means of a hydrogen-free oxidant at a pressure less than about 30 atm;                      
              and forming a gate oxide without a prior sacrificial oxidation”.  Here, we find that we                    
              would have to resort to speculation in order to agree with the examiner’s conclusory                       
              finding with respect to the deletion of the first step of the Cattus process.                              
                     While Cattus teaches that the wet process is an improvement over the known                          
              process which we assume would be a dry process, we find insufficient detail in Cattus                      
              concerning that prior art dry process such that the claimed invention would have been                      
              anticipated by the prior art dry process being improved upon by Cattus.  Therefore, we                     
              would be required to speculate about the details of the process being improved upon by                     
              Cattus.  This we cannot do.  In order for us to sustain the Examiner's rejection under 35                  
              U.S.C. § 103, we would need to resort to speculation or unfounded assumptions or                           
              rationales to supply deficiencies in the factual basis of the rejection before us.  In re                  
              Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 178 (CCPA 1967), cert. denied, 389                              
              U.S. 1057 (1968), rehearing denied, 390 U.S. 1000 (1968).  Therefore, we cannot                            
              sustain the rejection of independent claims 1 and 14, and their dependent claims 2, 4,                     
              and 17.                                                                                                    
                     Additionally, we do not find that Marshall remedies the deficiency in Cattus.  We                   
              find that while Marshall teaches a dry process, the pressure is significantly higher than                  

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