Ex Parte Hosel - Page 5





              Appeal No. 2004-0664                                                                                        
              Application 09/756,683                                                                                      
              factual support in the fair teachings of Leifeld.  Indeed, the examiner’s threshold finding                 
              that Leifeld meets the limitations in claims 1 and 2 relating to the detection of useful                    
              fibers and empty locations in the web and the generation of signals representative                          
              thereof also lacks evidentiary support.  Rejections based on 35 U.S.C. § 103 must rest                      
              on a factual basis.  In re Warner, 379 F.2d 1011, 1017, 154 USPQ 173, 177-78 (CCPA                          
              1967).  In making such a rejection, the examiner has the initial duty of supplying the                      
              requisite factual basis and may not, because of doubts that the invention is patentable,                    
              resort to speculation, unfounded assumptions or hindsight reconstruction to supply                          
              deficiencies in the factual basis.  Id.  In the present case, the examiner’s position is rife               
              with speculation and unfounded assumptions as to both the teachings of Leifeld and                          
              the suggestions that one of ordinary skill in the art would have derived therefrom.                         
                     Thus, Leifeld does not provide the evidentiary basis necessary to conclude that                      
              the differences between the subject matter recited in claims 1 and 2 and the prior art                      
              are such that the subject matter as a whole would have been obvious at the time the                         
              invention was made to a person having ordinary skill in the art.  Accordingly, we shall                     
              not sustain the standing 35 U.S.C.  § 103(a) rejection of independent claims 1 and 2,                       
              and dependent claims 3 through 14, as being unpatentable over Leifeld.                                      


              III. The 35 U.S.C. § 103(a) rejection of claim 1 as being unpatentable over Shofner                         
                     Shofner discloses a web evaluation apparatus and method which are similar in                         
              many respects to those disclosed by Leifeld.  In Shofner’s words:                                           
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