Ex Parte SMITH - Page 5




         Appeal No. 2004-0859                                                       
         Application 08/866,456                                                     


         reliable, and does not adversely affect the step coverage of the           
         subsequently formed upper wire 17, with resultant good multilayer          
         wires” (col. 5, lines 42-45; figure 4D).                                   
              The appellant’s independent claims also require that the              
         lower and upper opening portions are self aligned with each                
         other.  The examiner points out that this is a product-by-process          
         limitation (answer, pages 17-20).  The examiner, however, does             
         not provide evidence or reasoning which shows that Sato’s two              
         successive lithographic processes produce a product which is               
         identical or substantially identical to one having lower and               
         upper opening portions which are self aligned.  See In re                  
         Fitzgerald, 619 F.2d 67, 70, 205 USPQ 594, 596 (CCPA 1980); In re          
         Best, 562 F.2d 1252, 1255, 195 USPQ 430, 433-34 (CCPA 1977); In            
         re Fessmann, 489 F.2d 742, 745, 180 USPQ 324, 326 (CCPA 1974).             
         Instead, the examiner relies upon Liu for a suggestion to make             
         Sato’s lower and upper opening portions self aligned (answer,              
         pages 6 and 8).  Liu discloses a method for making a tapered               
         opening through an insulating layer (20) to an underlying                  
         source/drain region (12) (col. 4, lines 42-55).  Liu sequentially          
         1) anisotropically etches the insulating layer through an opening          
         in a resist mask to form an opening in the insulating layer,               
         2) using the same mask, isotropically etches the insulating layer          
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