Ex Parte Kitson et al - Page 3


                Appeal No. 2004-0902                                                   Page 3                  
                Application No. 09/780,060                                                                     

                      A crystalline phase, as defined by the specification, is “a physical state in            
                which membrane lipids are organised [sic] on a lattice and have extremely                      
                reduced lateral and rotational mobility compared to the fluid arrangement of                   
                other mammalian cellular membranes. . . .  For purposes of this invention, a                   
                crystalline phase formulation is defined where 70% or more of lipids by mass are               
                in a crystalline phase.”  Id. at 4.                                                            
                      The specification teaches that:                                                          
                             Application to the skin results in a rapid series of changes to                   
                      the composition, all or some of which are responsible for inducing                       
                      the phase transition of the lamellar arrangement.  These changes                         
                      include pH change, drying, packing and pressure changes, ionic                           
                      strength change, temperature change; fusion of liposomes in close                        
                      proximity; all of these changes may influence hydration state of the                     
                      composition.  All or some of these changes drive conversion from                         
                      the non-crystalline phase to the crystalline phase.  The process                         
                      proceeds rapidly (at approximately the speed that water evaporates                       
                      from the skin), leaves little or no “oily” or unsatisfactory feel to skin,               
                      and provides a long lasting trans-epidermal water-loss barrier.                          
                Id. at 9.                                                                                      


                                                DISCUSSION                                                     
                1.    Rejection under 35 U.S.C. § 102(e)                                                       
                      Claims 1-3, 6-9 and 14-19 stand rejected under 35 U.S.C. § 102(e) as                     
                being anticipated by Kawada.  The rejection is set forth below.                                
                             Kawada [ ] teach[es] skin treatment compositions containing                       
                      a liquid crystal phase containing a combination of a compound from                       
                      a ceramide family, cholesterol and a fatty acid (e.g. palmitic acid) in                  
                      the claimed proportions.  See col. 1, lines 5-10; col. 15,                               
                      Compositions 26 and 27.  The lipid compositions of Kawada [ ] may                        
                      be mixed with water.  See col. 5, lines 9-15’ col. 15, Compositions                      
                      26 and 27.  With respect to Claims 6, 7 and 15, when the                                 





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