Ex Parte Patel et al - Page 4


                Appeal No. 2004-1731                                                 Page 4                  
                Application No.  09/524,113                                                                     
                that does not substantially inhibit lipolysis of an oil is an important property of             
                Lacy’s compositions … this is NOT a property of the presently claimed invention.”               
                       Upon review of Lacy, we find that Lacy discloses (column 3, lines 39-45)                 
                the invention “in its broadest aspect provides a carrier system for a hydrophobic               
                drug which comprises: (a) a digestible oil, and (b) a pharmaceutically acceptable               
                surfactant for dispersing the oil in vivo upon administration of the carrier system,            
                said surfactant comprising a hydrophilic surfactant component….”  As we                         
                understand Lacy’s disclosure, Lacy overcomes the disadvantages of using drug                    
                in oil alone by including a hydrophilic surfactant to the drug in oil composition.              
                However, as Lacy points out (column 3, lines 50-52), the majority of hydrophilic                
                surfactants “will inhibit the lipolysis of the digestible oil component.”  Therefore, to        
                overcome the inhibitory effect of the hydrophilic surfactant, Lacy’s composition                
                must also include a lipophilic co-surfactant.  Lacy, column 3, lines 52-55.                     
                       Accordingly, as we understand Lacy’s disclosure, Lacy’s composition                      
                includes four components,                                                                       
                          1. a hydrophobic drug (such as fenofibrate2, see e.g., Lacy, column                   
                             12, line 23),                                                                      
                          2. a hydrophilic surfactant (e.g., castor oil or hydrogenated caster oil              
                             ethoxylates, see Lacy, column 7, line 10)                                          
                          3. a digestible oil, and                                                              
                          4. a lipophilic surfactant.                                                           
                In contrast, as discussed above, appellants’ claimed invention includes three                   
                components,                                                                                     
                          1. a hydrophobic drug (a fibrate, such as fenofibrate3),                              

                                                                                                               
                2 We find no argument on this record that Lacy does not teach fenofibrate.  Accordingly, we find
                that appellants’ have conceded these facts.                                                     





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