Ex Parte JACKSON et al - Page 7



          Appeal No. 2004-1981                                       Page 7           
          Application No. 09/404,692                                                  

          for a particular room.  These bids do not represent the market              
          price, but rather are used by the central controller in the                 
          auction process to determine the market price.  Therefore, we               
          find that Clearwater fails to teach the marketwire element as               
          recited in claim 1.                                                         
               We find that Clearwater also does not teach the second                 
          element at issue, a producing unit that is itself responsive to a           
          market price signal.  Clearwater discloses how the central                  
          controller calculates the auction price based on the buy and sell           
          bids, and from this disclosure, we do not agree with the examiner           
          (answer, page 14) that "[t]he controller of Clearwater merely               
          aggregates the signals from the multiple thermostats and provides           
          this aggregate signal to the producing unit.”  In Clearwater, the           
          resource supplier adjusts its output in response to a signal from           
          the central controller.  This signal is not “representative of              
          the market price,” as recited in claim 1.  We therefore agree               
          with appellants (brief, page 6) that “there is no suggestion from           
          Clearwater of the producing units having the ability to interpret           
          a market price.”                                                            
               From all of the above, we find that the examiner has failed            
          to establish a prima facie case of anticipation of claim 1.                 
          Accordingly, the rejection of claim 1, and dependent claims 2-4,            





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