Ex Parte KRAUS - Page 102



          Appeal No. 2005-0841                                                        
          Application No. 08/230,083                                                  

          Judge McQuade, concurring-in-part; dissenting-in-part.                      
          The reissue recapture rule prevents a patentee from regaining               
          through reissue the subject matter that was surrendered in an               
          effort to obtain allowance of the original claims.  North American          
          Container, Inc. v. Plastipak Packaging, Inc., 415 F.3d 1335, 1349,          
          75 USPQ2d 1545, 1556 (Fed. Cir. 2005); Pannu v. Storz Instruments           
          Inc., 258 F.3d 1366, 1370-71, 59 USPQ2d 1597, 1600 (Fed. Cir.               
          2001); Hester Industries, Inc. v. Stein, Inc., 142 F.3d 1472, 1480,         
          46 USPQ2d 1641, 1647 (Fed. Cir. 1998);  In re Clement, 131 F.3d             
          1464, 1468, 45 USPQ2d 1161, 1164 (Fed. Cir. 1997); Mentor Corp. v.          
          Coloplast, Inc., 998 F.2d 992, 995, 27 USPQ2d 1521, 1524 (Fed. Cir.         
          1993).  In recent cases, the Court of Appeals for the Federal               
          Circuit has employed a three-step process to apply the reissue              
          recapture rule: the first step is to determine whether and in what          
          aspect the reissue claims are broader than the patent claims; the           
          second step is to determine whether the broader aspects of the              
          reissue claims relate to surrendered subject matter; and the third          
          step is to determine whether the reissue claims are materially              
          narrowed in other respects so as to avoid the recapture rule.               
          North American Container, 415 F.3d at 1349, 75 USPQ2d at 1556;              
          Pannu, 258 F.3d at 1371, 59 USPQ2d at 1600; Hester, 142 F.3d at             
          1480-83, 46 USPQ2d at 1648-50.  The purpose of the third step is            


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