Ex Parte KRAUS - Page 138



          Appeal No. 2005-0841                                                        
          Application No. 08/230,083                                                  

                                      Appendix 9                                      
               The court in Clement, 131 F.3d at 1470-71, 45 USPQ2d at                
          1165-66, held that reissue claim 49 was both broader and narrower           
          in areas relevant to the prior art rejections.43  Comparing reissue         
          claim 49 with claim 42 before the May 1988 and June 1987                    
          amendments, the court found that claim 49 was narrower in one area,         
          namely, the brightness is "at least 59 ISO in the final pulp."              
          This narrowing related to a prior art rejection because, during the         
          prosecution of the '179 patent, Clement added this brightness               
          limitation in an effort to overcome Burns.  The court's comparison          
          also revealed that reissue claim 49 was broader in that it                  
          eliminates the room temperature and specific energy limitations of          
          step (a), and the temperature, specific energy, and pH values of            
          steps (c) and (d).  This broadening directly related to several             
          prior art rejections because, in an effort to overcome Ortner,              
          Clement added to step (a) the limitation that it is carried out "at         
          room temperature," and applies "specific mechanical energy lower            
          than 50 KW.H/Ton to form a pumpable slurry."  On balance, the court         



               43   As such, claim 49 does not fall into either Clement's principle   
          (3)(a) or principle (3)(b).  Claim 49 does fall into principle (3) of Clement
          wherein the reissue claims are broader than the surrendered subject matter in
          some aspects, but narrower than the surrendered subject matter in others, thus
          requiring the broadening aspects of the reissue claims to be balanced against the
          narrowing aspects of the reissue claims to determine if the recapture rule bars
          the claims.                                                                 
                                        A-32                                          




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