Ex Parte MIYAGAWA et al - Page 18




              Appeal No. 2005-2750                                                                                     
              Application 09/460,221                                                                                   

                            Claim 6 & 7 also recites “-- in accordance with a control signal”.                         
                     However, the claim fails to recite the source of a control signal.                                
              ‘629 application, August 17, 1992, Office action, at 2.  Thus, the examiner is incorrect                 
              to contend that “applicant’s current argument that the amendment was intended to                         
              overcome the rejection under 35 USC 112, 2[d] paragraph is not credible.”                                
              Supplemental Answer at 17.                                                                               
                     For the foregoing reasons, we agree with appellants that the cancellation of claim                
              1 in favor of dependent claims 2, 4, 5, and 7-9 did not constitute a surrender of subject                
              matter, as required by the second step of the Pannu reissue recapture analysis.  Thus,                   
              insofar as the question of reissue recapture is concerned, appellants are in the same                    
              posture as if (1) the ‘629 application as filed had not included claim 1 but instead had                 
              included, as the only independent claims, claims 2, 4, and 5-9, written in independent                   
              form; (2) the examiner had rejected claim 6 under § 112, ¶ 2 for failing to recite the                   
              source of the control signal and also under § 102 for anticipation by Nishiuchi; and (3)                 
              appellants had responded by canceling claim 6 along with its dependent claims 16 and                     
              26.                                                                                                      
                     Our determination that the cancellation of claim 1 in favor of dependent claims 2,                
              4, 5, and 7-9 did not constitute a surrender of subject matter is a sufficient reason for                
              reversing the reissue recapture rejection, which is based entirely on the cancellation of                
              claim 1 in favor of those dependent claims, whose limitations the examiner has                           
              characterized as being effectively added to claim 1 for the purpose of overcoming the                    


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