Ex Parte Aoki - Page 4



          Appeal No. 2006-0281                                                        
          Application 10/442,950                                                      


               (B) prominently identified in the “Grounds of Rejection                
               to be Reviewed on Appeal” section and the “Grounds of                  
               Rejection” section of the answer (see MPEP § 1207.02).                 
               The examiner may use form paragraph 12.154.04.                         
               The examiner’s answer must provide appellant a two-                    
               month time period for reply.  The examiner may use form                
               paragraph 12.179.01 to notify appellant of the period                  
               for reply and to include the approval of the TC                        
               Director or designee. In response to an examiner’s                     
               answer that contains a new ground of rejection,                        
               appellant must either file:                                            
               (A) a reply in compliance with 37 CFR 1.111 to request                 
               that prosecution be reopened; or                                       
               (B) a reply brief that addresses each new ground of                    
               rejection in compliance with 37 CFR 41.37(c)(1)(vii) to                
               maintain the appeal.                                                   
               Appellant must file the reply or reply brief within two                
               months from the date of the examiner’s answer to avoid                 
               sua sponte dismissal of the appeal as to the claims                    
               subject to the new ground of rejection. See 37 CFR                     
               41.39(b) and subsection “V. APPELLANT’S REPLY TO NEW                   
               GROUNDS OF REJECTION.”                                                 
          We find from the above passage from the MPEP that a new ground of           
          rejection made by an examiner in an answer requires the approval            
          of the Group Director or designee.  From our review of the                  
          examiner’s answer, we find no evidence of such approval.  Thus,             
          the examiner’s answer is procedurally flawed.  Notwithstanding              
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