Ex Parte GREENE et al - Page 26



                Appeal 2006-1068                                                                                                         
                Reissue Application 08/425,766                                                                                           

                                        Substep (1):  if the reissue claim is as broad as or broader than                                
                                the canceled or amended claim in all aspects, the recapture rule bars                                    
                                the claim;                                                                                               
                                        Substep (2): if it is narrower in all aspects, the recapture rules                               
                                does not apply, but other rejections are possible;                                                       
                                        Substep (3):  if the reissue claim is broader in some aspects, but                               
                                narrower in others, then:                                                                                
                                                (a)     if the reissue claim is as broad as or broader in an                             
                                        aspect germane to a prior art rejection, but narrower in another                                 
                                        aspect completely unrelated to the rejection, the recapture rule                                 
                                        bars the claim;                                                                                  
                                                (b) if the reissue claim is narrower in an aspect                                        
                                        germane to [a] prior art rejection, and broader in an aspect                                     
                                        unrelated to the rejection, the recapture rule does not bar the                                  
                                        claim, but other rejections are possible.                                                        
                                                                  (4)                                                                    
                                                   North American Container                                                              
                        In North American Container, Inc. v. Plastipak Packaging, Inc., 415 F.3d                                         
                1335, 75 USPQ2d 1545 (Fed. Cir. 2005), the Federal Circuit had occasion to                                               
                further address Substep (3)(a) of Clement.                                                                               
                        North American Container involved a reissue patent, which had been held                                          
                invalid by the U.S. District Court for the Northern District of Texas.  The district                                     
                court bottomed its invalidity holding based on a violation of the recapture rule.                                        
                During prosecution of an application for patent, an Examiner rejected the claims                                         


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