Ex Parte 5779400 et al - Page 2



            Appeal No. 2006-2084                                                                              
            Reexamination Control No. 90/006,360                                                              

                     REEXAMINATION PROCEEDINGS AND RELATED APPEAL                                             
                   Reexamination Control No. 90/006,360 was filed on August 20, 2002, by                      
            third party requester Engineered Tooling Corp., to request reexamination of claims                
            1-19 (all claims) of U.S. Patent 5,779,400 ('400 patent), entitled "Small-Shank                   
            Tool for Automatic Lathes," issued July 14, 1998, to William R. Fountaine, based                  
            on Application 08/632,347, filed April 10, 1996.                                                  
                   Related Reexamination Control No. 90/006,361 was filed on the same day                     
            by the same requester to request reexamination of claims 1-17 (all claims) of U.S.                
            Patent 6,033,158 ('158 patent), entitled "Small-Shank Tool for Automatic Lathes,"                 
            issued March 7, 2000, to William R. Fountaine, based on Application 09/036,346,                   
            filed March 6, 1998, which is a continuation-in-part of Application 08/632,347.  A                
            decision on appeal was entered in Reexamination Control No. 90/006,361 on                         
            June 26, 2006, in Appeal No. 2006-1075.                                                           
                   The records of the U.S. Patent and Trademark Office (USPTO) show that                      
            the '400 and '158 patents are both assigned to TBKS, LLC, 394 Chase River Road,                   
            Waterbury, CT, 06704 (hereinafter the "patent owner").                                            



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