Ex Parte Stauffer et al - Page 3




             Appeal No. 2006-2679                                                                               
             Application No. 10/359,882                                                                         

                                                   OPINION                                                      
                   Based on appellants’ remarks in the Brief, we will select claims 1 and 15 as                 
             representative in deciding this appeal.  See 37 CFR § 41.37(c)(1)(vii).                            
                   The examiner finds that Sawaya describes the invention of instant claim 1 except             
             for printing “immediately after receipt of a first ring signal.”  (Answer at 8.)  The examiner     
             refers to Asano’s ¶ 46, which teaches that caller ID information is typically sent in              
             telephone networks between the first and the second rings.                                         
                   We observe that the instant application was filed February 6, 2003 and claims                
             the benefit under 35 U.S.C. § 119(e) for U.S. provisional application 60/384,141, filed            
             May 29, 2002.  The Asano application was filed July 26, 2002, but purports to be a                 
             continuation-in-part of application number 10/150,769, filed May 17, 2002.  Based on               
             this information, Asano may or may not be a reference.  The first question would be                
             which, if any, of the instant claims are entitled to the effective filing date of May 29, 2002     
             by applicants having met all of the statutory requirements of 35 U.S.C. § 119(e) -- e.g.,          
             the claims are supported by the provisional application in accordance with the                     
             requirements of the first paragraph of § 112.  See 35 U.S.C. § 119(e)(1).  The second              
             question would be what effect, if any, the Wertheim rule with respect to “secret prior art”        
             might have on the determination of the effective date of the published application.  See           
             In re Wertheim, 646 F.2d 527, 537, 209 USPQ 554, 564 (CCPA 1981) (“If...[the USPTO]                
             wishes to utilize against an applicant a part of that patent disclosure found in an                
             application filed earlier than the date of the application which became the patent, it must        
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