California Business and Professions Code ARTICLE 6 - Claim of Exemption From Securities Qualification

• Section 10237.
  This article applies only to the exemption from securities qualification claimed under Section 25102.5 of the Corporations Code. This article does not apply to any...
• Section 10238.
  (a) A notice in the following form and containing the following information shall be filed with the commissioner within 30 days after the first transaction and...
• Section 10239.
  The jurisdiction of the Commissioner of Corporations under the Corporate Securities Law of 1968 shall be neither limited nor expanded by this article. Nothing in...
• Section 10239.1.
  Nothing in this article shall be construed to change the agency relationships between the parties where they exist or limit in any manner the fiduciary...
• Section 10239.2.
  For the purposes of this article, the following definitions shall apply:(a) “Broker” means a person licensed as a broker under this part.(b) “Affiliate” means a person controlled...
• Section 10239.3.
  (a) If any person other than a real estate broker makes or keeps any of the books, accounts, or other records maintained in connection with a...

Last modified: October 22, 2018