California Corporations Code CHAPTER 1 - Exemptions and Certain Securities and Transactions Not Subject to Qualification

• Section 25100.
  The following securities are exempted from Sections 25110, 25120, and 25130:(a) Any security (including a revenue obligation) issued or guaranteed by the United States, any state,...
• Section 25100.1.
  The following securities are not subject to Sections 25110, 25120, and 25130:(a) A security defined as a “covered security” pursuant to Section 18(b)(1) of the Securities...
• Section 25101.
  The following securities are exempt from the provisions of Section 25130:(a) Any security issued by a person that is the issuer of any security listed on...
• Section 25101.1.
  The following securities are not subject to Sections 25110, 25120, and 25130:(a) A security that is offered or sold in a transaction that is exempt from...
• Section 25102.
  The following transactions are exempted from the provisions of Section 25110:(a) Any offer (but not a sale) not involving any public offering and the execution and...
• Section 25102.1.
  The following transactions are not subject to Sections 25110, 25120, and 25130:(a) Any offer or sale of a security to a “qualified purchaser” as that term...
• Section 25102.2.
  The commissioner shall require any issuer that is engaged in the business of purchasing, selling, financing, or brokering real estate, and that relies upon an...
• Section 25102.5.
  There shall be exempted from Section 25110 a transaction that is the sale of a series of notes secured directly by an interest in the...
• Section 25103.
  The following transactions are exempted from the provisions of Section 25110 and Section 25120:(a) Any negotiations or agreements prior to general solicitation of approval by the...
• Section 25104.
  The following transactions are exempted from the provisions of Section 25130:(a) Any offer or sale of a security by the bona fide owner thereof for his...
• Section 25105.
  There shall be exempted from the provisions of Section 25110, 25120 or 25130 any other transaction which the commissioner by rule exempts as not being...

Last modified: October 22, 2018