California Corporations Code CHAPTER 3 - Required Records and Statements

• Section 29200.
  Every person doing business as a broker or making contracts as a broker or agent for the purchase or sale of any securities or commodities...
• Section 29201.
  Every person shall, upon written demand therefor, furnish to any customer or principal for whom he has executed any order for the actual purchase or...

Last modified: October 22, 2018