California Financial Code ARTICLE 4 - Administration of the Department

• Section 370.
  The commissioner may have an office in the City of Sacramento, the City of Los Angeles, the City of San Diego, the City and County...
• Section 371.
  (a) There is in the Department of Business Oversight, the Division of Corporations, under the direction of the Senior Deputy Commissioner of Business Oversight for the...
• Section 372.
  The department may expend moneys in accordance with law for the necessary travel expenses of officers and employees of the department while traveling in the...
• Section 373.
  The commissioner shall adopt and keep an official seal. Papers executed by the commissioner in his or her official capacity pursuant to law and bearing...
• Section 374.
  (a) Whenever it is necessary for the commissioner to approve any instrument and to affix his or her official seal thereto, the commissioner shall charge a...
• Section 375.
  Official reports made by the commissioner and verified reports of an examination made by the commissioner, exclusively or in conjunction with or with assistance from...
• Section 376.
  At least once each month, the commissioner shall issue and disseminate as the commissioner deems appropriate a bulletin containing the following information:(a) Information regarding any of...
• Section 377.
  Notwithstanding any other provision of this code, whenever any provision of the Financial Institutions Law requires the pledge of securities to be deposited with the...
• Section 378.
  Whenever the commissioner is notified of or discovers a violation of the state law punishable by criminal penalties, he or she shall promptly advise the...
• Section 379.
  (a) For the purposes of this section the following definitions shall apply:(1) “Control” has the meaning set forth in subdivision (b) of Section 1250. “Control” also means...
• Section 380.
  (a) The commissioner shall inform appropriate state and federal officials charged with the regulation of financial institutions or securities transactions of any enforcement actions, including, but...
• Section 381.
  Chapter 5 (commencing with Section 11500) of Part 1 of Division 3 of Title 2 of the Government Code does not apply to hearings conducted...

Last modified: October 22, 2018