California Financial Code CHAPTER 1 - Application of This Division

• Section 30000.
  This division is known and may be cited as the “Securities Depository Law.”(Added by Stats. 1972, Ch. 1057.)
• Section 30001.
  Unless the context otherwise requires, the definitions set forth in this chapter govern the construction of this division.(Added by Stats. 1972, Ch. 1057.)
• Section 30002.
  “Commissioner” means the Commissioner of Business Oversight.(Amended by Stats. 2013, Ch. 353, Sec. 66. (SB 820) Effective September 26, 2013. Operative July 1, 2013, by...
• Section 30003.
  “Person” means, in addition to the singular, persons, group of persons, cooperative, association, company, firm, partnership, corporation, limited liability company, or other legal entity.(Amended by...
• Section 30004.
  “Securities depository” means any person or group of persons who acts as the custodian of securities in accordance with a system for the central handling...
• Section 30005.
  This division does not apply to:(a) A securities depository which is operated by a corporation, all of the capital stock (other than directors’ qualifying shares, if...
• Section 30006.
  The commissioner may establish such rules and regulations as are reasonable or necessary to carry out the purposes and provisions of this division. The commissioner...

Last modified: October 22, 2018