California Financial Code CHAPTER 3 - Revocation of License
- Section 30600.
A security depository license remains in effect until surrendered, revoked or suspended.(Added by Stats. 1972, Ch. 1057.)
- Section 30601.
If the commissioner has reason to believe that a licensed securities depository has violated its articles of incorporation, or any law or rule binding upon...
- Section 30602.
If any licensed securities depository fails to make any report required by law or by the commissioner within 10 days from the day designated for...
- Section 30603.
If it appears to the commissioner that any licensed securities depository located within this state is conducting business in an unsafe or injurious manner, he...
- Section 30604.
An order issued pursuant to Section 30601 or 30603 shall require the licensed securities depository to show cause before the commissioner, at a time fixed...
- Section 30605.
The licensed securities depository has 10 days after an order is made final in which to commence action to restrain enforcement of such order, and...
- Section 30606.
(a) If a securities depository fails to comply with a final order and has not secured a court order restraining the enforcement of the final order,...
- Section 30607.
The commissioner may commence and prosecute actions and proceedings to enjoin violations of this division or violations of orders or decisions of the commissioner rendered...
- Section 30608.
The commissioner may, after notice and a reasonable opportunity to be heard, suspend, revoke, or decline to renew any license if he finds that:(a) The licensee...
- Section 30609.
(a) The commissioner may, after appropriate notice and opportunity for hearing, by order, censure or suspend for a period not exceeding 12 months, or bar from...
Last modified: October 22, 2018