California Financial Code ARTICLE 2 - Conflicts of Interest

• Section 31820.
  In this article, unless the context otherwise requires:(a) “Adviser,” when used with respect to a licensee, means any person who regularly provides legal, accounting, or management...
• Section 31821.
  (a) The commissioner may, by such regulations or orders as he or she deems necessary and appropriate, either unconditionally or upon specified terms and conditions and...
• Section 31822.
  It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any of its associates.(Added by Stats. 1977, Ch. 1164.)
• Section 31823.
  (a) It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any associate of another licensee if any associate of the...
• Section 31824.
  It shall be unlawful for any licensee or for any associate of a licensee, directly or indirectly, to borrow money from:(a) Any person to which such...
• Section 31825.
  It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to discharge, or to free other funds for use in discharging,...
• Section 31826.
  It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance for the purchase of property from any associate of such licensee.(Added...
• Section 31827.
  It shall be unlawful for any licensee, directly or indirectly, to provide financing assistance to any person to whom any associate of such licensee provides...
• Section 31828.
  It shall be unlawful for any associate of a licensee, directly or indirectly, to receive from any person to whom such licensee provides financing assistance,...
• Section 31829.
  It shall be unlawful for any licensee, directly or indirectly, to sell or otherwise transfer any of its assets to any of its associates.(Added by...

Last modified: October 22, 2018