California Financial Code CHAPTER 7 - Records, Reports, and Examinations

• Section 31500.
  Each licensee shall adopt as its fiscal year the period from July 1st to and including the following June 30th.(Added by Stats. 1977, Ch. 1164.)
• Section 31501.
  Each licensee shall make and keep such books, accounts, and other records in such form and in such manner as the commissioner may by regulation...
• Section 31502.
  No licensee shall, except with the prior approval of the commissioner, enter or carry on its books or records any asset at a valuation exceeding...
• Section 31503.
  The commissioner may by order require a licensee to write down any asset on its books and records to a valuation which represents its then...
• Section 31504.
  Each licensee shall, not more than 90 days after the close of each of its fiscal years or within such longer period as the commissioner...
• Section 31506.
  Each licensee, each director, officer, and employee of a licensee, and each parent and subsidiary of a licensee shall file with the commissioner such reports...
• Section 31507.
  (a) The commissioner shall examine each licensee not less frequently than once each calendar year.(b) (1) The commissioner may at any time examine any licensee or any parent...
• Section 31508.
  (a) No licensee shall, except with the prior approval of the commissioner, cause or permit any other person to make or keep any of its books,...
• Section 31509.
  The commissioner may publish any report filed with him or her under this division or under any regulation or order issued under this division.(Amended by...

Last modified: October 22, 2018