California Financial Code ARTICLE 4 - Penalties

• Section 5300.
  Every person who willfully violates or willfully fails to comply with any of the provisions of this division is guilty of a public offense. Except...
• Section 5301.
  (a) The commissioner may refer such evidence as is available concerning any violation of this division or of any regulation, order issued by the commissioner, or...
• Section 5302.
  (a) Whoever knowingly violates subdivision (a) or (b) of Section 6525.5 shall be punished by a fine of not more than one million dollars ($1,000,000) for...
• Section 5303.
  Any officer, director, employee, or agent of any association who (a) willfully makes or knowingly concurs in the making or publishing of a false or...
• Section 5304.
  (a) It is unlawful for any person to corruptly give, offer, or promise anything of value to any other person, with intent to influence or reward...
• Section 5305.
  Any institution-affiliated party who abstracts or willfully misapplies any of the money, funds, or property of the savings association, or willfully misapplies its credit, is...
• Section 5306.
  Any institution-affiliated party who knowingly executes, or attempts to execute, a scheme or artifice to defraud a savings association or to obtain any of the...
• Section 5307.
  Whoever willfully and knowingly makes, issues, circulates, transmits, or causes or knowingly permits to be made, issued, circulated, or transmitted, any statement or rumor which...
• Section 5308.
  Whoever knowingly makes or causes to be made, directly or indirectly, or through any agency whatsoever, any false statement or report, or willfully overvalues any...
• Section 5309.
  (a) A person shall be sentenced to consecutive terms for each violation of Section 5303, 5304, 5305, or 5306 up to a mandatory term of 20...
• Section 5310.
  (a) Any person violating or conspiring to violate Sections 5303, 5304, 5305, or 5306 shall be subject to a civil penalty in an amount assessed by...
• Section 5311.
  (a) Any fine or civil penalty imposed under this chapter shall be based upon the ability of the defendant to pay. In setting the amount of...

Last modified: October 22, 2018