California Government Code CHAPTER 14.5 - Awarding of Contracts

• Section 5970.
  As used in this chapter, the following phrases have the following meanings:(a) “Person” means any broker, dealer, municipal securities dealer, investment advisor, or investment firm.(b) “Regulatory agency”...
• Section 5971.
  In selecting any person to provide underwriting services, including financial, advisory or other financial services, involving the issuance of securities, the state or the legislative...

Last modified: October 22, 2018