California Government Code ARTICLE 2.5 - Sale of Securities

• Section 53690.
  For the purposes of this article:(a) “Local agency” means a county, city, city and county, redevelopment agency, public district, joint powers authority, or public nonprofit corporation.(b) “Securities”...
• Section 53691.
  (a) A financial advisory relationship shall be deemed to exist when a broker, dealer, or municipal securities dealer renders, or enters into an agreement to render,...
• Section 53692.
  In addition to any other requirement imposed by law, at least 15 days prior to the sale of any public securities that exceed one million...

Last modified: October 22, 2018