A broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative is not liable to another broker-dealer, agent, investment adviser, federal covered investment adviser, or investment adviser representative for defamation relating to a statement that is contained in a record required by the Commissioner, or a designee of the Commissioner, the Securities and Exchange Commission, or a self-regulatory organization, unless the person knew that it was false in a material respect or the person acted in reckless disregard of the statement's truth or falsity.
Section: Previous 10-5-50 10-5-51 10-5-52 10-5-53 10-5-54 10-5-55 10-5-56 10-5-57 10-5-58 10-5-59 NextLast modified: October 14, 2016