Georgia Code, Title 10, Chapter 5, Article 3 - Registration of Securities

• § 10-5-20 - Restrictions on Sales of Securities
  It is unlawful for a person to offer or sell a security in this state unless: (1) The security is a federal covered security;...
• § 10-5-21 - Filing of Records
  (a) With respect to a federal covered security, as defined in Section 18(b)(2) of the Securities Act of 1933, 15 U.S.C. Section 77r(b)(2), that...
• § 10-5-22 - Registration by Coordination; Additional Records; Effective Date of Federal Registration Statement
  (a) A security for which a registration statement has been filed under the Securities Act of 1933, 15 U.S.C. Section 77a, et seq., in...
• § 10-5-23 - Registration by Qualification; Additional Information and Records Required; Effective Date
  (a) A security may be registered by qualification under this Code section.(b) A registration statement under this Code section must contain the information or...
• § 10-5-24 - Who May File Registration Statement; Conditions of Registration; Amendment
  (a) A registration statement may be filed by the issuer, a person on whose behalf the offering is to be made, or a broker-dealer...
• § 10-5-25 - Denying, Suspending, or Revoking the Effectiveness of Registration Statement; Publication of Standards Providing Notice of Conduct Constituting Violations; Notice and Hearing
  (a) The Commissioner may issue a stop order denying effectiveness to, or suspending or revoking the effectiveness of, a registration statement if the Commissioner...
• § 10-5-26 - Waiver or Modification of Requirements by Commissioner
  The Commissioner may waive or modify, in whole or in part, any or all of the requirements of Code Sections 10-5-21, 10-5-22, and subsection...

Last modified: October 14, 2016