Georgia Code, Title 10, Chapter 5a, Article 1 - General Provisions
- § 10-5a-1 - Definitions
As used in this chapter, the term: (1) "Board of trade" means any person or group of persons engaged in buying or selling any...
- § 10-5a-2 - Prohibited Activities Concerning Purchase or Sale of Commodities
Except as otherwise provided in Code Section 10-5A-3 or 10-5A-4, no person shall solicit the purchase or sale of or offer to sell or...
- § 10-5a-3 - Exempt Purchasers and Sellers
The prohibitions in Code Section 10-5A-2 shall not apply to any transaction offered by and in which any of the following persons or any...
- § 10-5a-4 - Exempt Transactions and Contracts; Rules and Regulations
(a) The prohibitions in Code Section 10-5A-2 shall not apply to the following: (1) An account, agreement, or transaction within the exclusive jurisdiction of...
- § 10-5a-5 - Conditions for Acting As Commodity Merchant; Designation of Board of Trade
(a) No person shall engage in a trade or business or otherwise act as a commodity merchant unless such person: (1) Is registered or...
- § 10-5a-6 - Fraudulent or Deceitful Acts or Willful Misappropriation Prohibited
No person shall directly or indirectly: (1) Cheat or defraud, or attempt to cheat or defraud, any other person or employ any device, scheme,...
- § 10-5a-7 - Liability for Acts or Omissions of Employees, Officers, or Agents
(a) The act, omission, or failure of any official, agent, or other person acting for any individual, association, partnership, corporation, or trust within the...
- § 10-5a-8 - Applicability of Securities Law
Nothing in this chapter shall impair, derogate, or otherwise affect the authority or powers of the Commissioner under Chapter 5 of this title, known...
- § 10-5a-9 - Construction of Chapter
This chapter may be construed and implemented to effectuate its general purpose to protect investors, to prevent and prosecute illegal and fraudulent schemes involving...
Last modified: October 14, 2016