• § 11-8-101 - Short Title
  This article shall be known and may be cited as the "Uniform Commercial Code -- Investment Securities."
• § 11-8-102 - (for Effective Date, See Note.) Definitions
  (a) In this article: (1) "Adverse claim" means a claim that a claimant has a property interest in a financial asset and that it...
• § 11-8-103 - Rules for Determining Whether Certain Obligations and Interests are Securities or Financial Assets
  (a) A share or similar equity interest issued by a corporation, business trust, joint stock company, or similar entity is a security.(b) An "investment...
• § 11-8-104 - Acquisition of Security or Financial Asset or Interest Therein
  (a) A person acquires a security or an interest therein, under this article, if: (1) The person is a purchaser to whom a security...
• § 11-8-105 - Notice of Adverse Claim
  (a) A person has notice of an adverse claim if: (1) The person knows of the adverse claim; (2) The person is aware of...
• § 11-8-106 - Control
  (a) A purchaser has "control" of a certificated security in bearer form if the certificated security is delivered to the purchaser.(b) A purchaser has...
• § 11-8-107 - Whether Indorsement, Instruction, or Entitlement Order is Effective
  (a) "Appropriate person" means: (1) With respect to an indorsement, the person specified by a security certificate or by an effective special indorsement to...
• § 11-8-108 - Warranties in Direct Holding
  (a) A person who transfers a certificated security to a purchaser for value warrants to the purchaser, and an indorser, if the transfer is...
• § 11-8-109 - Warranties in Indirect Holding
  (a) A person who originates an entitlement order to a securities intermediary warrants to the securities intermediary that: (1) The entitlement order is made...
• § 11-8-110 - Applicability; Choice of Law
  (a) The local law of the issuer's jurisdiction, as specified in subsection (d) of this Code section, governs: (1) The validity of a security;...
• § 11-8-111 - Clearing Corporation Rules
  A rule adopted by a clearing corporation governing rights and obligations among the clearing corporation and its participants in the clearing corporation is effective...
• § 11-8-112 - Creditor's Legal Process
  (a) The interest of a debtor in a certificated security may be reached by a creditor only by actual seizure of the security certificate...
• § 11-8-113 - Statute of Frauds Inapplicable
  A contract or modification of a contract for the sale or purchase of a security is enforceable whether or not there is a writing...
• § 11-8-114 - Evidentiary Rules Concerning Certificated Securities
  The following rules apply in an action on a certificated security against the issuer: (1) Unless specifically denied in the pleadings, each signature on...
• § 11-8-115 - Securities Intermediary and Others Not Liable to Adverse Claimant
  A securities intermediary that has transferred a financial asset pursuant to an effective entitlement order, or a broker or other agent or bailee that...
• § 11-8-116 - Securities Intermediary As Purchaser for Value
  A securities intermediary that receives a financial asset and establishes a security entitlement to the financial asset in favor of an entitlement holder is...

Last modified: October 14, 2016