Georgia Code, Title 33, Chapter 14, Article 4 - Insider Trading of Domestic Stock Insurer Equity Securities

• § 33-14-90 - "Equity Security" Defined
  As used in this article, "equity security" means any stock or similar security; any security convertible, with or without consideration, into such a security...
• § 33-14-91 - Filing of Statements of Equity Securities Ownership
  Every person who is directly or indirectly the beneficial owner of more than 10 percent of any class of any equity security of a...
• § 33-14-92 - Authorization of Actions to Recover for Insurer Profits From Purchases and Sales, or Sale and Purchase, Within Period of Less Than Six Months
  For the purpose of preventing the unfair use of information which may have been obtained by a beneficial owner, director, or officer by reason...
• § 33-14-93 - Unlawful Sales of Securities
  It shall be unlawful for any beneficial owner, director, or officer directly or indirectly to sell any equity security of such insurer if the...
• § 33-14-94 - Transactions Exempted From Article -- Sales by Dealers in Ordinary Course of Business and Incident to Establishment or Maintenance of Primary or Secondary Market
  Code Section 33-14-92 shall not apply to any purchase and sale, or sale and purchase, and Code Section 33-14-93 shall not apply to any...
• § 33-14-95 - Transactions Exempted From Article -- Foreign or Domestic Arbitrage Transactions
  Code Sections 33-14-91 through 33-14-93 shall not apply to foreign or domestic arbitrage transactions unless made in contravention of any rules and regulations as...
• § 33-14-96 - Transactions Exempted From Article -- Transactions in Securities Registered Under Section 12 of Securities Exchange Act of 1934
  Code Sections 33-14-91 through 33-14-93 shall not apply to equity securities of a domestic stock insurer if the securities shall be registered pursuant to...
• § 33-14-97 - Promulgation of Rules and Regulations by Commissioner; Effect of Rules and Regulations Upon Liability Under Code Sections 33-14-91 Through 33-14-93
  (a) The Commissioner shall have the power to make any reasonable rules and regulations as may be necessary for the execution of the functions...

Last modified: October 14, 2016