"Registering entity" defined
Sec. 4. (a) As used in this chapter, "registering entity" means a
person who originates or transfers a security title by registration.
(b) The term includes:
(1) a broker maintaining security accounts for customers; and
(2) a transfer agent or other person acting for or as an issuer of
securities.
As added by P.L.2-2002, SEC.2.
Last modified: May 24, 2006