12A:8-407. Authenticating Trustee, Transfer Agent, and Registrar.
A person acting as authenticating trustee, transfer agent, registrar, or other agent for an issuer in the registration of a transfer of its securities, in the issue of new security certificates or uncertificated securities, or in the cancellation of surrendered security certificates, has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions.
L.1997,c.252,s.1.
Section: Previous 12a-8-307 12a-8-401 12a-8-402 12a-8-403 12a-8-404 12a-8-405 12a-8-406 12a-8-407 12a-8-501 12a-8-502 12a-8-503 12a-8-504 12a-8-505 12a-8-506 12a-8-507 Next
Last modified: October 11, 2016