North Carolina General Statutes § 78C-20 Methods of registration

(a)        All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.

(b)        Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.

(c)        Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19. (1987 (Reg. Sess., 1988), c. 1098, s. 1; 2001-273, s. 4; 2002-159, s. 16.)

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Last modified: March 23, 2014