A person acting as authenticating trustee, transfer agent, registrar or other agent for an issuer in the registration of a transfer of the issuer’s securities, in the issue of new security certificates or uncertificated securities or in the cancellation of surrendered security certificates has the same obligation to the holder or owner of a certificated or uncertificated security with regard to the particular functions performed as the issuer has in regard to those functions. [1985 c.676 §78.4070; 1995 c.328 §40]
Section: Previous 78.3210 78.4010 78.4020 78.4030 78.4040 78.4050 78.4060 78.4070 78.4080 78.5010 78.5020 78.5030 78.5040 78.5050 78.5060 NextLast modified: August 7, 2008