Steven K. Han - Page 24





                                       - 15 -                                         

          February 2, 1988, petitioner transferred $1,294,058 from IL NA              
          Tours’ Albank No. 1 account into his personal brokerage account             
          at First Chicago Investment Services, account No. 518-069943                
          (FCIS account), to fund various purchases of stock for the FCIS             
          account.  The specific transfers and the stock purchases to which           
          they were applied were:                                                     
          Date            Amount          Shares Purchased                            
          Jan. 7        $107,250.00      25,000 Navistar Intl.                        
          Jan. 20        248,277.50      10,000 Marion Labs                           
          Jan. 21         19,368.69       2,850 Fed. Natl. Mtg.                       
          Jan. 22          6,706.38       1,000 Fed. Natl. Mtg.                       
          Jan. 22         42,322.75       6,350 Fed. Natl. Mtg.                       
          Jan. 22        116,600.00      40,000 Pan Am                                
          Feb. 1         448,877.50      10,000 Kodak                                 
          Feb. 1          51,362.79       5,000 Lorimar Telepi                        
          Feb. 2         253,292.50      10,000 Intel                                 
          Total      1,294,058.11                                                     
               Between January 28 and February 22, 1988, petitioner sold              
          all of the stock in the FCIS account that had been purchased with           
          funds from the Albank No. 1 account, except for the 10,000 shares           
          of Eastman Kodak Co. (Kodak stock) and the 40,000 shares of Pan             
          Am Corp. (Pan Am stock), and transferred the resulting proceeds             
          back to the Albank No. 1 account, in the following amounts:                 





               9(...continued)                                                        
          exact name at any particular time.                                          





Page:  Previous  5  6  7  8  9  10  11  12  13  14  15  16  17  18  19  20  21  22  23  24  Next

Last modified: May 25, 2011