US Code Title 15 Chapter 2A Securities and Trust Indentures

Subchapter I - Domestic Securities

§ 77a - Short Title
§ 77b - Definitions; Promotion of Efficiency, Competition, and Capital Formation
§ 77b-1 - Swap Agreements
§ 77c - Classes of Securities Under This Subchapter
§ 77d - Exempted Transactions
§ 77d-1 - Requirements With Respect to Certain Small Transactions
§ 77e - Prohibitions Relating to Interstate Commerce and the Mails
§ 77f - Registration of Securities
§ 77g - Information Required in Registration Statement
§ 77h - Taking Effect of Registration Statements and Amendments Thereto
§ 77h-1 - Cease-and-desist Proceedings
§ 77i - Court Review of Orders
§ 77j - Information Required in Prospectus
§ 77k - Civil Liabilities on Account of False Registration Statement
§ 77l - Civil Liabilities Arising in Connection With Prospectuses and Communications
§ 77m - Limitation of Actions
§ 77n - Contrary Stipulations Void
§ 77o - Liability of Controlling Persons
§ 77p - Additional Remedies; Limitation on Remedies
§ 77q - Fraudulent Interstate Transactions
§ 77r - Exemption From State Regulation of Securities Offerings
§ 77r-1 - Preemption of State Law
§ 77s - Special Powers of Commission
§ 77t - Injunctions and Prosecution of Offenses
§ 77u - Hearings by Commission
§ 77v - Jurisdiction of Offenses and Suits
§ 77w - Unlawful Representations
§ 77x - Penalties
§ 77y - Jurisdiction of Other Government Agencies Over Securities
§ 77z - Separability
§ 77z-1 - Private Securities Litigation
§ 77z-2 - Application of Safe Harbor for Forward-looking Statements
§ 77z-2a - Conflicts of Interest Relating to Certain Securitizations
§ 77z-3 - General Exemptive Authority
§ 77aa - Schedule of Information Required in Registration Statement

Subchapter II - Foreign Securities

§ 77bb - &Quot;corporation of Foreign Security Holders"; Creation; Principal Office; Branch Offices
§ 77cc - Directors of Corporation; Appointment, Term of Office, and Removal
§ 77dd - Powers and Duties of Corporation, Generally
§ 77ee - Directors of Corporation, Powers and Duties Generally
§ 77ff - Accounts and Annual Balance Sheet of Corporation; Audits
§ 77gg - Annual Report by Corporation; Printing and Distribution
§ 77hh - Assessments by Corporation on Holders of Foreign Securities
§ 77ii - Subscriptions Accepted by Corporation as Loans; Repayment
§ 77jj - Loans to Corporation From Reconstruction Finance Corporation Authorized
§ 77kk - Representations by Corporation as Acting for Department of State or United States Forbidden; Interference With Foreign Negotiations Forbidden
§ 77ll - Effective Date of Subchapter
§ 77mm - Short Title

Subchapter III - Trust Indentures

§ 77aaa - Short Title
§ 77bbb - Necessity for Regulation
§ 77ccc - Definitions
§ 77ddd - Exempted Securities and Transactions
§ 77eee - Securities Required to Be Registered Under Securities Act
§ 77fff - Securities Not Registered Under Securities Act
§ 77ggg - Qualification of Indentures Covering Securities Not Required to Be Registered
§ 77hhh - Integration of Procedure With Securities Act and Other Acts
§ 77iii - Effective Time of Qualification
§ 77jjj - Eligibility and Disqualification of Trustee
§ 77kkk - Preferential Collection of Claims Against Obligor
§ 77lll - Bondholders' Lists
§ 77mmm - Reports by Indenture Trustee
§ 77nnn - Reports by Obligor; Evidence of Compliance With Indenture Provisions
§ 77ooo - Duties and Responsibility of the Trustee
§ 77ppp - Directions and Waivers by Bondholders; Prohibition of Impairment of Holder's Right to Payment; Record Date
§ 77qqq - Special Powers of Trustee; Duties of Paying Agents
§ 77rrr - Effect of Prescribed Indenture Provisions
§ 77sss - Rules, Regulations, and Orders
§ 77ttt - Hearings by Commission
§ 77uuu - Special Powers of the Commission
§ 77vvv - Judicial Review
§ 77www - Liability for Misleading Statements
§ 77xxx - Unlawful Representations
§ 77yyy - Penalties
§ 77zzz - Effect on Existing Law
§ 77aaaa - Contrary Stipulations Void
§ 77bbbb - Separability

Last modified: October 26, 2015