Ex parte AIHARA et al. - Page 4




             Appeal No. 95-4830                                                                                   
             Application 07/899,361                                                                               


             equivalence of the R-COO- and R-OCO- terminal ester groups.                                          
             Actual functional equivalence is not enough to justify refusal                                       
             of a patent to a compound having one of the terminal ester                                           
             groups when a compound having the other of the terminal ester                                        
             groups is disclosed in the prior art.  See In re Ruff, 256                                           
             F.2d 590, 599, 118 USPQ 340, 348 (CCPA 1958).  The functional                                        
             equivalence must be disclosed in, or have been obvious to one                                        
             of ordinary skill in the art in view of, the prior art.  See                                         
             id.  Appellants’ disclosure “may not be used against them as                                         
             prior art absent some admission that matter disclosed in the                                         
             specification is in the prior art.”  In re Wertheim, 541 F.2d                                        
             257, 269, 191 USPQ 90, 102 (CCPA 1976).  The examiner has not                                        
             shown, and we do not independently find, where appellants have                                       
             made such an admission.                                                                              
                    The examiner argues that Suzuki teaches tri-stable states                                     
             (answer, page 7).  Suzuki shows tri-stable phases (Fig. 7,                                           
             8D). The examiner’s argument, however, is deficient because                                          
             the examiner has not explained why Suzuki would have fairly                                          
             suggested, to one of ordinary skill in the art, compounds                                            
             having an R-COO- terminal ester group.                                                               


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