Ex parte SMILEY - Page 14




          Appeal No. 96-1898                                                          
          Application No. 07/921,826                                                  


          3 through 10 under 35 U.S.C. 103 over Ferrer and Joseph                     
          because, in our view, the examiner has not established a prima              
          facie case of obviousness with regard to the claimed subject                
          matter.  The responsibility lies with the examiner, in the                  
          first instance, to establish obviousness and we are not                     
          convinced, from the examiner’s reasoning, that Joseph does,                 
          indeed, suggest the claimed step of “maintaining a method                   
          entity...”  For us to assume that it does would amount to                   
          speculation and speculation has no place in a conclusion of                 
          obviousness within the meaning of 35 U.S.C. 103.                            
               Accordingly, we will not sustain the rejection of claims               
          1 and 3 through 10 under 35 U.S.C. 103.                                     
               We also will not sustain the rejection of claim 11 under               
          35 U.S.C. 103 because claim 11 depends from independent claim               
          1 and while the examiner relies on an additional reference to               
          Blaha for the limitations added by claim 11, Blaha does not                 
          provide for the deficiencies of Ferrer and Joseph with regard               
          to the claimed step of “maintaining a method entity...”                     
               Turning now to the rejection of claim 23 under 35 U.S.C.               
          103, this rejection relies on Ferrer and Burns.                             


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