Ex parte SWAIN et al. - Page 2




          Appeal No. 97-1449                                                          
          Application 08/395,214                                                      


               Claims 3, 8 and 11 through 13, the only other claims                   
          remaining in the application, have been objected to by the                  
          examiner, apparently as containing allowable subject matter but             
          as being dependent upon a parent claim which has been rejected.             

               Appellants' invention relates to a chuck assembly for                  
          engaging the inner surface of a substrate.  Independent claim 1             
          is representative of the subject matter on appeal and a copy of             
          that claim, as found in the Appendix to appellants' brief, is               
          attached to this decision.                                                  

               The prior art references of record relied upon by the                  
          examiner in rejecting the appealed claims are:                              

          LaRue                    4,168,073           Sep. 18, 1979                  
          Petralia                 5,449,182           Sep. 12, 1995                  

               In addition, this panel of the Board relies upon the                   
          following references of record in new grounds of rejection                  
          entered infra:2                                                             
          Phillips et al. (Phillips)    4,770,456      Sep. 13, 1988                  
          Fukawa et al. (Fukawa)        5,282,888      Feb. 01, 1944                  

               Both of these references were cited by the examiner in the first2                                                                     
          Office action mailed September 21, 1995 (Paper No. 3).                      

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