Ex parte SWAIN et al. - Page 9




          Appeal No. 97-1449                                                          
          Application 08/395,214                                                      


          addition, pursuant to 37 CFR §1.196(b), we have entered new                 
          grounds of rejection against claims 1, 7, 9 and 14 as being                 
          anticipated by Phillips and claims 1, 2, 7, 9, 14 and 19 as being           
          anticipated by Fukawa.                                                      

               In accordance with the foregoing, it is clear that the                 
          decision of the examiner has been reversed.                                 

               This decision contains a new ground of rejection pursuant to           
          37 CFR § 1.196(b)(amended effective Dec. 1, 1997, by final rule             
          notice, 62 Fed. Reg. 53,131, 53,197 (Oct. 10, 1997), 1203 Off.              
          Gaz. Pat. & Trademark Office 63, 122 (Oct. 21, 1997)).  37 CFR              
          § 1.196(b) provides that, “A new ground of rejection shall not be           
          considered final for purposes of judicial review.”                          
               37 CFR § 1.196(b) also provides that the appellant, WITHIN             
          TWO MONTHS FROM THE DATE OF THE DECISION, must exercise one of              
          the following two options with respect to the new ground of                 
          rejection to avoid termination of proceedings (§ 1.197(c)) as to            
          the rejected claims:                                                        
                    (1) Submit an appropriate amendment of the claims                 
               so rejected or a showing of facts relating to the                      
               claims so rejected, or both, and have the matter                       
               reconsidered by the examiner, in which event the                       
               application will be remanded to the examiner. . . .                    



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