Ex parte LEE - Page 9




                     Appeal No. 95-2741                                                                                                                                                
                     Application 08/008,120                                                                                                                                            


                     210 USPQ 795, 802 (CCPA 1981). Thus, the language of claim 1 does not exclude the use of a liquid                                                                 
                     quench prior to the effluent entering the lined wall heat exchanger.                                                                                              
                                Additionally, a comparison of claim 1 with dependent claim 2 makes it clear that adding a quench                                                       
                     fluid to the effluent prior to  entering the lined wall heat exchanger is not excluded from claim 1.  Claim 2                                                     
                     expressly requires the step of  “injecting a quench into the effluent prior to passing into the lined wall heat                                                   
                     exchanger . . . .”  Claims in dependent form are construed to include all the limitations of the claim                                                            
                     incorporated by reference into the dependent claim and must further limit the claim to which it refers.  35                                                       
                     U.S.C. § 112, ¶ 4. Thus, limitations added by a dependant claim are implicitly within the scope of the claim                                                      
                     to which it refers.  As noted by the Federal Circuit: "It is axiomatic that dependent claims cannot be found                                                      
                     infringed unless the claims from which they depend have been found to have been infringed." Wilson                                                                
                     Sporting Goods Co. v. David Geoffrey & Associates,  904 F.2d 677, 685, 14 USPQ2d 1942, 1949 (Fed.                                                                 
                     Cir. 1990) quoting Wahpeton Canvas Co., Inc. v. Frontier, Inc., 870 F.2d 1546, 1553 & n.9, 10                                                                     
                     USPQ2d 1201,1208 & n.9 (Fed. Cir. 1989).  Thus, the use of a quench liquid prior to the effluent entering                                                         
                     the lined wall heat exchanger is implicitly included within the scope of Claim 1.                                                                                 
                                3.         Rejection over Austin                                                                                                                       
                                In rejecting the claims the examiner originally was of the view that lined wall heat exchangers were                                                   
                     well known in the art.  (First office action, paper no. 2, paragraph bridging pages 2-3).  Applicant traversed                                                    
                     the examiner’s position, expressly stating that in applicant’s experience, line wall heat exchangers were not                                                     
                     well known in the art.  (Amendment A, paper no. 4, paragraph 3.)  In his Answer, the examiner refers to23                                                                                                                                   
                     column 5, line 26, of Austin apparently as support for the position that the use of a line walled heat                                                            


                                23  Under appropriate circumstances, the examiner’s burden of presenting a prima facie case of                                                         
                     unpatentability may be satisfied by an statement that certain features of the claims are “well known.”  See, MPEP §                                               
                     1244.03. Where an applicant goes on the record expressly contradicting the examiner’s statement, as was done here,                                                
                     the examiner must supplement the record with evidence supporting the rejection.  See 37 CFR § 1.104(d)(2).  Because                                               
                     the duty of candor and good faith placed upon applicant’s by 37 CFR § 1.56(a), applicant’s contradiction of the                                                   
                     examiner’s holding need not be in the form of an affidavit or declaration.                                                                                        
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