Ex parte DALGEWICZ et al. - Page 4




               Appeal No. 96-1971                                                                                                      
               Application 07/914,388                                                                                                  


               U.S.C. § 103 as being unpatentable over Duffield in view of Jones and Carson.                                           

                                                             OPINION                                                                   

                       We have carefully considered all of the arguments advanced by appellants and the examiner                       

               and agree with appellants that the aforementioned rejection is not well founded.  Accordingly, we will                  

               not sustain the rejection.                                                                                              

                       “[T]he examiner bears the initial burden, on review of the prior art or on any other ground, of                 

               presenting a prima facie case of unpatentability.”  See In re Oetiker, 977 F.2d 1443, 1445, 24                          

               USPQ2d 1443, 1444 (Fed. Cir. 1992).  The examiner relies upon a combination of three references to                      

               teach the claimed subject matter of appellant.  Duffield is relied upon by the examiner for disclosing a                

               thermoforming process.  As stated by the examiner, “Duffield differs from the claims by not showing the                 

               specific formulations of the claims.” See Answer, page 4.  However, our analysis of the claimed subject                 

               matter is that the difference between Duffield and the process at issue is more fundamental than the                    

               substitution of a different formulation. The claimed process requires that, “an effective amount of said                

               impact modifier is dissolved in said polyester.”  Furthermore, there  is a requirement that, “crystallization           

               of the polyester and impact modifier,” occur.  One additional requirement present in the claimed subject                

               matter sets forth specific oxygen permeability properties acquired as a result of the claimed process.                  

               None of these limitations are disclosed or suggested by either Jones or Carson.                                         

                       We find that Jones teaches, “poly(ethylene terephthalate) having dispersed therein discrete                     


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