Ex parte SCHWARZ - Page 5




                 Appeal No. 96-3689                                                                                                                
                 Application 08/325,914                                                                                                            

                         25EC.  As indicated, at relatively low concentrations, the viscosity increases with                                       
                         increasing concentration.  In these low concentration regions, spherical and rod micelles                                 
                         are the predominant phase ....  As concentration increases, viscosity peaks, and the                                      
                         surfactant molecules are predominantly in the hexagonal liquid crystalline phase (repesented                              
                         by “C” ...).  As  concentration further increases, viscosity drops as the surfactant molecules                            
                         predominantly assume the lamellar liquid crystalline configuration (represented by “D” ...).                              
                                  Accordingly, for the purposes of the present invention, the surfactant solution                                  
                         coated onto the recording sheet at the time of printing is in a phase such that the aqueous                               
                         ink contacting the surfactant solution dilutes the surfactant solution to the extent necessary                            
                         to effect a phase change that results in an increase in viscosity in the surfactant solution.                             
                         For example, in a preferred embodiment of the present invention, the recording sheet                                      
                         substrate is coated with a solution of the surfactant in the lamellar phase.  Upon application                            
                         of an aqueous ink to the coating, the concentration of the surfactant is decreased by the                                 
                         local dilution effect of the ink drop.  This decrease in concentration shifts the surfactant to                           
                         the hexagonal liquid crystalline phase, and accordingly increases the viscosity of the                                    
                         recording sheet coating in the area of the ink droplet.  While not being limited to any                                   
                         particular theory, it is believed to be possible that this local increase in viscosity on the                             
                         recording sheet decreases drying time and inhibits printing defects such as fuzzy line edges,                             
                         line growth, and intercolor bleed.                                                                                        

                         Clark’s Example 2 discloses a composition comprising water and ammonium laureth sulfate, a                                

                 surfactant within the scope of appellant’s claim 1 as noted, supra.  The amount of water in the composition                       

                 is about 79% by weight while the amount of surfactant is about 0.015% by weight. In fact, the                                     

                 concentration of surfactant disclosed by Clark in his cleaning composition does not exceed about 1% by                            

                 weight (col. 2, lines 45-48).  As can be gleaned from Fig. 3, supra, these concentrations are nowhere near                        

                 the amounts illustrated in the Fig. 3 which are required to cause the phase changes recited in appellant’s                        

                 claims.          For the foregoing reasons, the examiner’s rejection of claims 1-6, 9-15, 18-24 and 27                            

                 under 35 U.S.C. § 102(b) as anticipated by Clark is reversed.                                                                     



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